Compliance & Complaint Status

Disclosure with respect to compliance with Annual compliance audit requirement under Regulation 19(3) of SECURITIES AND EXCHANGE BOARD OF INDIA (INVESTMENT ADVISERS) REGULATIONS, 2013 for last and current financial year are as under :
Sr. No.
Financial Year
Compliance Audit Status
Remarks, If any
1
FY 2020-21
Conducted
NA
2
FY 2021-22
Conducted
NA
3
FY 2022-23
Conducted
NA
3
FY 2023-24
In progress
NA
Status of Client Complaints for the month ending November, 2024 as per latest SEBI guideline
Sr. No.
Recieved From
Pending at the end of last month
Received during the month
Resolved *
Total Pending #
Pending complaints > 3 months
Average Resolution time^ (in days)
1
Directly from Investors
0
0
0
0
0
N/A
2
SEBI (SCORES)
0
0
0
0
0
N/A
3
Other Sources (if any)
0
0
0
0
0
N/A
Grand Total
0
0
0
0
0
N/A
^Average Resolution time is the sum total of time taken to resolve each complaint in days, in the current month divided by total number of complaints resolved in the current month.
Trend of monthly disposal of complaints
Sr. No.
Month
Carried forward from Previous month
Received
Resolved*
Pending#
1
November, 2024
0
0
0
0
2
October, 2024
0
0
0
0
3
September, 2024
0
0
0
0
4
August, 2024
0
0
0
0
5
July, 2024
0
0
0
0
6
June, 2024
0
0
0
0
7
May, 2024
0
0
0
0
8
April, 2024
0
0
0
0
9
March, 2024
0
0
0
0
10
February, 2024
0
0
0
0
11
January, 2024
0
0
0
0
12
December, 2023
0
0
0
0
13
November, 2023
0
0
0
0
Grand Total
0
0
0
0
*Inclusive of complaints of previous months resolved in the current month.
#Inclusive of complaints pending as on the last day of the month
Trend of annual disposal of complaints
Sr. No.
Year
Carried forward from Previous Year
Received
Resolved*
Pending#
1
2019-20
0
0
0
0
2
2020-21
0
0
0
0
3
2021-22
0
0
0
0
4
2022-23
0
0
0
0
5
2023-24
0
0
0
0
Grand Total
0
0
0
0
*Inclusive of complaints of previous years resolved in the current year.
#Inclusive of complaints pending as on the last day of the year
Compliance & Complaint Status